Cftc docket search
WebJun 2, 2024 · Introduction On May 23, 2024, the Commodity Futures Trading Commission (“CFTC” or “Commission”) adopted amendments to its general regulations regarding the retention and production of regulatory records, which are set forth in CFTC Regulation 1.31 adopted under the Commodity Exchange Act (the “Act”). The CFTC’s … WebApr 14, 2024 · Public Information Collection 88 FR 23011 // PDF Version. Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0090: Adaptation of Regulations To Incorporate Swaps-Records of Transactions; Exclusion of Utility Operations Related Swaps With Utility Special Entities From De Minimis Threshold …
Cftc docket search
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WebFeb 14, 2024 · Filing 1 Case has been indexed and Plaintiff Commodity Futures Trading Commission is directed to E-File the Notice of Receivership and cover sheet (found under Complaints and Other Initiating Documents) and pay the filing fee of $ 49. by the end of the business day.NOTE: The court will not have jurisdiction until the opening document is ... WebSep 16, 2013 · CFTC Regulation 1.35(a) requires FCMs, IBs, and RFEDs 1 to keep full, complete, and systematic records, which include all pertinent data and memoranda, of all transactions relating to their business of dealing in commodity interests and related cash or forward transactions. The CFTC's December 2012 amendments to Regulation 1.35(a), …
WebApr 14, 2024 · Public Information Collection 88 FR 23011 // PDF Version. Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0090: … WebECFS serves as the repository for official records in the FCC's docketed proceedings from 1992 to the present. The public can use ECFS to retrieve any document in the system, …
WebElectronic regulatory records means all regulatory records other than regulatory records exclusively created and maintained by a records entity on paper. Records entity means … WebJun 27, 2024 · On May 23, 2024, the U.S. Commodity Futures Trading Commission unanimously approved a revamped CFTC Rule 1.31, which specifies the form and …
WebCFTC-approved domestic futures exchange) (hereinafter, the “Advisory”).1 The Advisory explains that the recordkeeping and retention requirements of CFTC Rules 1.31 and 1.35 are applicable generally to records that are created or retained in an electronic format, including email, instant messaging, and other
WebApr 5, 2024 · The records maintained in this system are retained and disposed of in accordance with the National Archives and Records Administration (NARA) General Records Schedule DAA–GRS– 2015–0001 (GRS 6.2) Federal Advisory Committee Records. The CFTC disposes of the paper documents by shredding. All electronic … hurley currie funeral home holbrook maWebJan 3, 2013 · In its Final Rules, the CFTC limited its tape-recording requirement and its recordkeeping requirement to oral communications and written communications that lead to the execution of a transaction in a commodity interest and related cash or forward transactions. The CFTC originally proposed that the tape-recording and recordkeeping … hurley cupWeb(ii) The daily trading records required to be kept in accordance with § 23.202. (2) Position records. Records of each position held by each swap dealer and major swap participant, identified by product and counterparty, including records reflecting whether each position is “long” or “short” and whether the position is cleared. Position ... hurley cutback fixie city bike 700cWeb7 hours ago · In proposing these rules, NHTSA has considered other Federal whistleblower programs, including the Securities and Exchange Commission's (SEC) rules to implement section 21F of the Securities Exchange Act of 1934 at 17 CFR 240.21F–1 through 240.21F–17 and the Commodities Future Trading Commission's (CFTC) rules to … mary fields realtyWeb15 hours ago · Records of Transactions; Exclusion of Utility Operations Related Swaps With Utility Special Entities From De Minimis Threshold for Swaps With Special Entities AGENCY: Commodity Futures Trading Commission. ACTION: Notice. SUMMARY: The Commodity Futures Trading Commission (CFTC or Commission) is announcing an … hurley cutback shortsWeb7 hours ago · The Commodity Futures Trading Commission (CFTC or Commission) is announcing an opportunity for public comment on the proposed renewal of a collection of certain information by the agency. Under the Paperwork Reduction Act (PRA), Federal agencies are required to publish notice in the Federal... mary fields sellphone nummberWebQualifications and reports of accountants. § 1.17. Minimum financial requirements for futures commission merchants and introducing brokers. § 1.18. Records for and relating to financial reporting and monthly computation by futures commission merchants and introducing brokers. Prohibited Trading in Commodity Options. hurley custom seats uk